business1 min readBy Sinenhlanhla Masilela

FSCA fines investment adviser R4.1 million after trading clients' funds without authorisation

FSCA penalises adviser over unauthorised client trades and Sanlam link.

By Sinenhlanhla MasilelaOctober 26, 2026South Africa

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The FSCA has imposed a R4.1 million administrative penalty and a 25-year debarment on Johannes Lodewicus Du Plessis over unauthorised share trading and documents that allegedly misrepresented his relationship with Sanlam Private Wealth.

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fsca investment-adviser r4-1-million unauthorised-trading sanlam debarment

About this article

Length: 33 words · 1 min read
Published: October 26, 2026
Byline: Sinenhlanhla Masilela
Source: IOL

FSCA fines investment adviser R4.1 million after trading clients' funds without authorisation | Mukoko News